Contenido principal del artículo

Autores

Introducción: Las pequeñas y medianas empresas (pymes) son esenciales para el desarrollo económico en los países en desarrollo, ya que juegan un papel clave en la generación de empleo y en la dinamización de las economías locales. La innovación es crucial para mejorar su competitividad; sin embargo, debido a los recursos limitados con los que cuentan, la innovación abierta se presenta como una alternativa viable para potenciar su capacidad innovadora. A pesar de la importancia de este enfoque, la investigación sobre innovación en el contexto de las pymes sigue siendo limitada.
Metodología: Este artículo realiza una revisión exhaustiva de la literatura existente sobre innovación abierta en pymes, con el objetivo de explorar cómo se desarrolla este proceso en dichas organizaciones. Se analizaron 127 artículos académicos obtenidos de bases de datos como Scopus, Web of Science y Science Direct. El análisis se centró en identificar las principales estrategias, desafíos, facilitadores e indicadores asociados con la innovación abierta, así como el papel que desempeñan las tecnologías en este proceso.
Resultados: Los resultados muestran una adopción creciente de estrategias de innovación abierta en las pymes. Se destaca la importancia de los indicadores de innovación y el uso de tecnologías que faciliten la transferencia de conocimiento, lo cual es clave dada la limitación de recursos. Los métodos más utilizados para estudiar este fenómeno son los casos de estudio y las encuestas. Además, se observa un enfoque creciente en herramientas para interactuar con los clientes y colaborar con grandes empresas. La tecnología juega un papel esencial en la integración del conocimiento y en la mejora de la agilidad en el mercado.
Conclusiones: A pesar de las ventajas de la innovación abierta, las pymes enfrentan desafíos significativos, como la falta de financiación, la resistencia al cambio y las dificultades en la protección de la propiedad intelectual. Sin embargo, la colaboración con universidades y consultores fortalece los ecosistemas de innovación, y las tecnologías digitales juegan un rol crucial en optimizar la absorción de conocimiento. Los riesgos asociados a la protección de la propiedad intelectual y la optimización de los procesos de transferencia de conocimiento son áreas críticas a abordar para mejorar los resultados de la innovación abierta en las pymes.

Ana Villanueva-Llapa, Universidad Católica San Pablo, Arequipa, Perú

Ingeniero Industrial, con doctorado en Ingeniería de Producción. Con amplia experiencia en el campo académico: asistencia en la enseñanza de cursos como: ingeniería económica, economía general, gestión de la calidad, gestión de proyectos y metodologia de la investigación cualitativa; y en la investigación de temas específicos: gestión de la información y de conocimiento, innovación, competencias basadas en recursos, logística, cadenas de suministros y cadenas productivas. Experiencia en el campo empresarial en el área de produccion, tecnologia de la información y logistica con aplicación de tecnicas para programacion de la produccion, gestión de almacenes y administracion de la cadena de suministros.Proactiva, responsable, con habilidades para la enseñanza y para trabajar en equipo, capaz de asumir retos, resolver problemas y tomar decisiones.

1.
Anchayhua N, Villanueva-Llapa A, Zúñiga Núñez MF. Innovación Abierta en las PYMEs: una Revisión de la Literatura. inycomp [Internet]. 6 de marzo de 2025 [citado 11 de marzo de 2025];27(1):e-30514467. Disponible en: https://revistaingenieria.univalle.edu.co/index.php/ingenieria_y_competitividad/article/view/14467

(1) Adam F, Hertwig M, Barwasser A, Lentes J, Zimmermann N & Siee M. Crowd engineering: Approach for smart and agile product development in networks. Procedia Manufacturing, (2019) 39, 1317-1326. https://doi.org/10.1016/j.promfg.2020.01.326

(2) Akhmadi S &Tsakalerou M. Innovation propensity and firm size: Evidence from manufacturing. Procedia Manufacturing, (2021) 55, 543-549. https://doi.org/10.1016/j.promfg.2021.10.074

(3) Akinwale Y. Empirical analysis of inbound open innovation and small and medium-sized enterprises performance: Evidence from oil and gas industry. South African Journal of Economic and Management Sciences, (2018) 21, 1-9. Disponible en: https://doi.org/10.4102/sajems.v21i1.1608

(4) Albats E, Bogers M & Podmetina D. Companies human capital for university partnerships: A micro-foundational perspective. Technological Forecasting and Social Change, (2020) 157, 1-15. https://doi.org/10.1016/j.techfore.2020.120085

(5) Alhusen H, Bennat T, Bizer K, Cantner U, Horstmann E, Kalthaus M, Proeger T, Sternberg R & Töpfer S. A new measurement conception for the ‘Doing-Using-Interacting’ mode of innovation. Research Policy, (2021) 50(4). https://doi.org/10.1016/j.respol.2021.104214

(6) Aschehoug SH, Lodgaard E & Schulte K. Success factors for open innovation in Norwegian manufacturing. Procedia CIRP, (2019) 84, 1107-1111. https://doi.org/10.1016/j.procir.2019.04.279

(7) Ates A. Exploring adaptive small and medium enterprises through the lens of open strategy. Strategic Responsiveness and Adaptive Organizations: New Research Frontiers in International Strategic Management, (2019) 25-39. https://doi.org/10.1108/978-1-78973-011-120191003

(8) Belitski M & Rejeb N. Does open customer innovation model hold for family firms?. Journal of Business Research, (2022) 145, 334-346. https://doi.org/10.1016/j.jbusres.2022.03.012

(9) Benhayoun L, Le Dain MA, Dominguez-Péry C & Lyons AC. SMEs embedded in collaborative innovation networks: How to measure their absorptive capacity? Technological Forecasting and Social Change, (2020) 159. https://doi.org/10.1016/j.techfore.2020.120196

(10) Bradonjic P, Franke N & Lüthje C. Decision-makers underestimation of user innovation. Research Policy, (2019) 48(6), 1354-1361. https://doi.org/10.1016/j.respol.2019.01.020

(11) Brock K, Ouden ED, Van der Klauw K, Podoynitsyna K & Langerak F. Light the way for smart cities: Lessons from Philips Lighting. Technological Forecasting and Social Change, (2019) 142, 194-209. https://doi.org/10.1016/j.techfore.2018.07.021

(12) Carrasco-Carvajal O, Castillo Vergara M & García-Pérez-de-Lema D. Measuring open innovation in SMEs: an overview of current research. Review of Managerial Science, (2023) 7(2), 397-442. https://doi.org/10.1007/s11846-022-00533-9

(13) Chandran S, Poklemba R, Sopko J & Šafár L. Organizational innovation and cost reduction analysis of manufacturing process: Case study. Management Systems in Production Engineering, (2019) 27(3),183-188. https://doi.org/10.1515/mspe-2019-0029

(14) Cheng C & Shiu E. How to enhance SMEs customer involvement using social media: The role of Social CRM. International Small Business Journal: Researching Entrepreneurship, (2019) 37(1):22-42. https://doi.org/10.1177/0266242618774831

(15) Chesbrough H & Bogers M. Explicating open innovation: Clarifying an emerging paradigm for understanding innovation. New Frontiers in Open Innovation. (2014) 1-37. https://doi.org/10.1093/acprof:oso/9780199682461.003.0001

(16) Chesbrough H & Brunswicker S. A fad or a phenomenon? The adoption of open innovation practices in large firms. Research Technology Management, (2014) 57(2), 16-25. https://www.tandfonline.com/doi/abs/10.5437/08956308X5702196

(17) Chesbrough H. The governance and performance of Xerox’s technology spin-off companies. Research Policy, (2003)32, 403-421. https://doi.org/10.1016/S0048-7333(02)00017-3

(18) Chesbrough H. The future of open innovation. Research Technology Management, (2017) 60(1), 35-38. https://doi.org/10.1080/08956308.2017.1255054

(19) Daxhammer K, Luckert M, Doerr M & Bauernhansl T. Development of a strategic business model framework for multi-sided platforms to ensure sustainable innovation in small and medium-sized enterprises. Procedia Manufacturing, (2019) 39, 1354-1362. https://doi.org/10.1016/j.promfg.2020.01.322

(20) De Silva M, Howells J & Meyer M. Innovation intermediaries and collaboration: Knowledge-based practices and internal value creation. Research Policy, (2018) 47(1), 70-87. https://doi.org/10.1016/j.respol.2017.09.011

(21) Dehghani M, Kennedy RW, Mashatan A, Rese A & Karavidas D. High interest, low adoption. A mixed-method investigation into the factors influencing organizational adoption of blockchain technology. Journal of Business Research, (2022)149, 393-411. https://doi.org/10.1016/j.jbusres.2022.05.015

(22) Donthu N, Kumar S, Mukherjee D, Pandey N & Lim W. How to conduct a bibliometric analysis: An overview and guidelines. Journal of Business Research, (2021)133, 285-296. https://doi.org/10.1016/j.jbusres.2021.04.070

(23) Doppio N, Väinämӧ S & Haukipuro L. Design elements of innovation contests supporting open innovation in SMEs: An action research study. Journal of Innovation Management, (2020) 8(4), 26-56. https://doi.org/10.24840/2183-0606_008.004_0003

(24) Enkel E, Gassmann O & Chesbrough H. Open R&D and open innovation: Exploring the phenomenon. R&D Management, (2019) 39(4), 311-316. https://doi.org/10.1111/j.1467-9310.2009.00570.x

(25) Erol S & Klug S. Together we are less alone: A concept for a regional open innovation learning lab. Procedia Manufacturing, (2020) 45, 540-545. https://doi.org/10.1016/j.promfg.2020.04.075

(26) Gaglio C, Kraemer-Mbula E & Lorenz E.. The effects of digital transformation on innovation and productivity: Firm-level evidence of South African manufacturing micro and small enterprises. Technological Forecasting and Social Change, (2022) 182. https://doi.org/10.1016/j.techfore.2022.121785

(27) Giusti JD, Alberti FG & Belfanti F. Makers and clusters: Knowledge leaks in open innovation networks. Journal of Innovation and Knowledge, (2020)5(1), 20-8. https://doi.org/10.1016/j.jik.2018.04.001

(28) Hannen J, Antons D, Piller F, Salge TO, Coltman T & Devinney TM. Containing the Not-Invented-Here Syndrome in external knowledge absorption and open innovation: The role of indirect countermeasures. Research Policy, (2019) 48(9). https://doi.org/10.1016/j.respol.2019.103822

(29) Hashimy L, Treiblmaier H & Jain G. Distributed ledger technology as a catalyst for open innovation adoption among small and medium-sized enterprises. Journal of High Technology Management Research, (2021) 32(1). https://doi.org/10.1016/j.hitech.2021.100405

(30) Heenkenda H, Xu F, Kulathunga K & Senevirathne W. The role of innovation capability in enhancing sustainability in SMEs: An emerging economy perspective. Sustainability, (2022) 14(17). https://doi.org/10.3390/su141710832

(31) Hervás-Oliver JL, Parrilli MD, Rodríguez-Pose A & Sempere-Ripoll F. The drivers of SME innovation in the regions of the EU. Research Policy, (2021) 50(9). https://doi.org/10.1016/j.respol.2021.104316

(32) Hervas-Oliver JL, Sempere-Ripoll F, Boronat-Moll C & Estelles-Miguel S. SME open innovation for process development: Understanding process-dedicated external knowledge sourcing. Journal of Small Business Management, (2020) 58(2), 409-445 https://doi.org/10.1080/00472778.2019.1680072

(33) Hilkenmeier F, Fechtelpeter J & Decius J. How to foster innovation in SMEs: evidence of the effectiveness of a project-based technology transfer approach. The Journal of Technology Transfer, (2021) 1-29. https://doi.org/10.1007/s10961-021-09913-x

(34) Hossain M, Islam KZ, Sayeed MA & Kauranen I. A comprehensive review of open innovation literature. Journal of Science & Technology Policy Management, (2016) 7(1), 2-25. https://doi.org/10.1108/JSTPM-02-2015-0009

(35) Ioanid A, Deselnicu DC & Militaru G. The impact of social networks on SMEs innovation potential. Procedia Manufacturing, (2018) 22, 936-941. https://doi.org/10.1016/j.promfg.2018.03.133

(36) Issa A, Schumacher S, Hatiboglu B, Gros E & Bauernhansl T. Open innovation in the workplace: Future Work Lab as a Living Lab. Procedia CIRP, (2018) 72, 629-634. https://doi.org/10.1016/j.procir.2018.03.149

(37) Janssen MJ & Abbasiharofteh M. Boundary spanning R&D collaboration: Key enabling technologies and missions as alleviators of proximity effects? Technological Forecasting and Social Change, (2022) 180. https://doi.org/10.1016/j.techfore.2022.121689

(38) Jemala M. Systemic technology innovation management and analysis of other forms of IP protection. International Journal of Innovation Studies, (2022) 6(4), 238-258. https://doi.org/10.1016/j.ijis.2022.08.001

(39) Jiraphanumes K, Aujirapongpan S & Songkajorn Y. Influence of diagnostic and dynamic capabilities on frugal innovation development: An empirical study of the Thai auto parts industry. Asia Pacific Management Review. (2022) https://doi.org/10.1016/j.apmrv.2022.10.001

(40) Kim C, Park SH & Seol BM. The role of universities for the change of a network structure in the regional business ecosystem. Asia Pacific Journal of Innovation and Entrepreneurship, (2018) 12(1), 77-89. https://doi.org/10.1108/APJIE-04-2018-044

(41) Kim H & Kim E. How an open innovation strategy for commercialization affects the firm performance of Korean healthcare IT SMEs. Sustainability, (2018) 10(7). https://doi.org/10.3390/su10072476

(42) Kim M, Kim JE, Sawng YW & Lim KS. Impacts of innovation type SMEs R&D capability on patent and new product development. Asia Pacific Journal of Innovation and Entrepreneurship, (2018) 12(1), 45-61. https://doi.org/10.1108/APJIE-04-2018-043

(43) Kleine M, Heite J & Huber LR. Subsidized R&D collaboration: The causal effect of innovation vouchers on innovation outcomes. Reserch Policy, (2022) 51(6). https://doi.org/10.1016/j.respol.2022.104515

(44) Lalic B, Todorovic T, Medic N, Bogojevic B, Ciric D & Marjanovic U. The impact of inter-organizational cooperation on R&D expenditure of manufacturing companies. Procedia Manufacturing, (2019) 39, 1401-1406. https://doi.org/10.1016/j.promfg.2020.01.315

(45) Larsen MS & Lassen AH. Design parameters for smart manufacturing innovation processes. Procedia CIRP, (2020) 93, 365-370. https://doi.org/10.1016/j.procir.2020.04.068

(46) Limaj E & Bernroider E. The roles of absorptive capacity and cultural balance for exploratory and exploitative innovation in SMEs. Journal of Business Research, (2019) 94, 137-153. https://doi.org/10.1016/j.jbusres.2017.10.052

(47) Lingens B, Huber F & Gassmann O. Loner or team player: How firms allocate orchestrator tasks amongst ecosystem actors. European Management Journal, (2022) 40(4), 559-571. https://doi.org/10.1016/j.emj.2021.09.001

(48) Marcinkowski B & Gawin B. Data-driven business model development - insights from the facility management industry. Journal of Facilities Management, (2020)19(2), 129-149. https://doi.org/10.1108/JFM-08-2020-0051

(49) Mastrocinque E, Lamberti E, Ramirez FJ & Petrovic D. Measuring open innovation under uncertainty: A fuzzy logic approach. Journal of Engineering and Technology Management, (2022) 63. https://doi.org/10.1016/j.jengtecman.2022.101673

(50) Micheli P, Wilner S, Bhatti SH, Mura M & Beverland MB. Doing Design Thinking: Conceptual Review, Synthesis and Research Agenda. Journal of Product Innovation Management, (2019) 36(2), 124-48. https://doi.org/10.1111/jpim.12466

(51) Michna A & Kmieciak R. Open-mindedness culture, knowledge-sharing, financial performance, and industry 4.0 in SMEs. Sustainability, (2020) 12(21), 1-17. https://doi.org/10.3390/su12219041

(52) Moon B. Unleash liquidity constraints or competitiveness potential: The impact of R&D grant on external financing on innovation. European Research on Management and Business Economics, (2022) 28(3). https://doi.org/10.1016/j.iedeen.2022.100195

(53) Mourtzis D, Boli N, Dimitrakopoulos G, Zygomalas S & Koutoupes A. Enabling Small Medium Enterprises (SMEs) to improve their potential through the Teaching Factory paradigm. Procedia Manufacturing, (2018) 23, 183-188. https://doi.org/10.1016/j.promfg.2018.04.014

(54) Petraite M, Mubarak MF, Rimantas R & Von Zedtwitz M. The role of international networks in upgrading national innovation systems. Technology Forecasting and Social Change, (2022) 184. https://doi.org/10.1016/j.techfore.2022.121873

(55) Pollok P, Lüttgens D & Piller FT. Attracting solutions in crowdsourcing contests: The role of knowledge distance, identity disclosure, and seeker status. Research Policy, (2019) 48(1), 98-114. https://doi.org/10.1016/j.respol.2018.07.022

(56) Rigg C, Coughlan P, O’Leary D & Coghlan D. A practice perspective on knowledge, learning and innovation-insights from an EU network of small food producers. Entrepreneurship & Regional Development, (2021) 33(7), 621-640. https://doi.org/10.1080/08985626.2021.1877832

(57) Sabando-Vera D, Yonfa-Medranda M, Montalván Burbano N, Albors-Garrigos J & Parrales-Guerrero K. Worldwide research on open innovation in SMEs. Journal of Open Innovation: Technology, Market and Complexity, (2022)8(1), 20. https://doi.org/10.3390/joitmc8010020

(58) Šebestová J, Krejčí P & Šiška P. “Be or not to be”: A dilemma of business policy support on a regional level. Central European Business Review, (2018) 7(1), 3-13. https://doi.org/10.18267/j.cebr.192

(59) Sikandar H & Kohar U. A systematic literature review of open innovation in small and medium enterprises in the past decade. Foresight, (2022) 24(6), 742-756. https://doi.org/10.1108/FS-01-2021-0030

(60) Stanislawski R. Open innovation as a value chain for small and medium-sized enterprises: Determinants of the use of open innovation. Sustainability, (2020) 12(8). https://doi.org/10.3390/su12083290

(61) Stefan I, Hurmelinna-Laukkanen P &Vanhaverbeke W. Trajectories towards balancing value creation and capture: Resolution paths and tension loops in open innovation projects. International Journal of Project Management, (2021)39(2), 139-153. https://doi.org/10.1016/j.ijproman.2020.06.004

(62) Sӧderholm P, Hellsmark H, Frishammar J, Hansson J, Mossberg J & Sandstrӧm A. Technological development for sustainability: The role of network management in the innovation policy mix. Technological Forecasting and Social Change, (2019) 138, 309-323. https://doi.org/10.1016/j.techfore.2018.10.010

(63) Teixeira AAC & Ferreira C. Intellectual property rights and the competitiveness of academic spin-offs. Journal of Innovation & Knowledge, (2019) 4(3), 154-161. https://doi.org/10.1016/j.jik.2018.12.002

(64) Tsakalerou M & Akhmadi S. Agents of innovation: Clusters in industry 4.0. Procedia Manufacturing, (2021) 55, 319-327. https://doi.org/10.1016/j.promfg.2021.10.045

(65) Tӧrӧk A, Tóth J & Balogh JM. Push or Pull? The nature of innovation process in the Hungarian food SMEs. Journal of Innovation & Knowledge, (2019)4(4), 234-239. https://doi.org/10.1016/j.jik.2018.03.007

(66) Usman M, Roijakkers N, Vanhaverbeke W & Frattini F. A systematic review of the literature on open innovation in SMEs. Researching open innovation in SMEs, (2018) 3-35. https://doi.org/10.1142/9789813230972_0001

(67) Van de Vrande V, De Jong JPJ, Vanhaverbeke W & De Rochemont M. Open innovation in SMEs: Trends, motives and management challenges. Technovation, (2009) 29(6-7), 423-437. https://doi.org/10.1016/j.technovation.2008.10.001

(68) Vega-Jurado J, García-Granero A & Manjarrés-Henríquez L. Do firms benefit from interactions with public research organisations beyond innovation? An analysis of small firms. European Research on Management and Business Economics, (2021)27(2). Disponible en: https://doi.org/10.1016/j.iedeen.2021.100148

(69) Von Joerg G & Carlos J. Design framework for the implementation of AI-based (service) business models for small and medium-sized manufacturing enterprises. Journal of the Knowledge Economy, (2022)4. https://doi.org/10.1007/s13132-022-01003-z

(70) Weidner N, Som O & Horvat D. An integrated conceptual framework for analysing heterogeneous configurations of absorptive capacity in manufacturing firms with the DUI innovation mode. Technovation, (2023) 121. https://doi.org/10.1016/j.technovation.2022.102635

(71) Xu G, Wu Y, Minshall T & Zhou Y. Exploring innovation ecosystems across science, technology, and business: A case of 3D printing in China. Technological Forecasting and Social Change, (2018) 136, 208-221. https://doi.org/10.1016/j.techfore.2017.06.030

(72) Xu H, Wu Y & Hamari J. What determines the successfulness of a crowdsourcing campaign: A study on the relationships between indicators of trustworthiness, popularity, and success. Journal of Business Research, (2022) 139, 484-495. https://doi.org/10.1016/j.jbusres.2021.09.032

Recibido 2024-10-04
Aceptado 2025-03-03
Publicado 2025-03-06